Total complaints
13
Filed since Fede
2026 data Public-data reference. official source
securities fraud
13 consumer complaints recorded in the CFPB Consumer Complaint Database, with breakdowns by product, state, and complaint year.
13 consumer complaints filed with the CFPB
This profile shows securities fraud's complaint history from CFPB public records. 13 consumers have filed complaints since Fede. The company has a 0% timely response rate and has provided relief in 0% of cases.
13
Total Complaints
0%
Timely Response
0%
Disputed
0%
Relief Provided
7
States Active
Fede
Since
Timely response
0%
CFPB-tracked response window
Relief rate
0%
Closed with monetary or non-monetary relief
Timely response rate 0.0%
Federal benchmark
CFPB benchmark: response within 15 calendar days of filing.
Relief rate 0.0%
Industry median
Share closed with monetary or non-monetary relief.
securities fraud complaint mix by product
- any communication 4 30.8% – 0% relief
- Theft 4 30.8% – 0% relief
- you are 1 7.7% – 0% relief
- specifically the 1 7.7% – 0% relief
- can provide 1 7.7% – 0% relief
- I demand 1 7.7% – 0% relief
- 1343 1 7.7% – 0% relief
How securities fraud's 13 complaints split across CFPB product categories. Resolution rate badge = % closed with monetary or non-monetary relief.
Complaints by Product
| Product | Complaints |
|---|---|
| any communication and collection activity | 4 |
| Theft | 4 |
| you are obligated to provide an authenticated record of all assignments and security interests claimed. Failure to do so within the lawful demand window shall be construed as prima facie evidence that American Express Company unlawfully separated the security instrument from the equitable title | 1 |
| specifically the original contract and instrument bearing my signature | 1 |
| can provide me with sufficient documentary evidence that I have any legal obligation to pay them. If this documentary evidence can not be produced and Recovery Management Services | 1 |
| I demand an immediate cease and desist of all illegal activity | 1 |
| 1343 | 1 |
Top States
| State | Complaints |
|---|---|
| and other forms of financial fraud. Their refusal to properly process the negotiable instruments and their subsequent closure of the accounts indicate potential securities fraud under the Securities Exchange Act of 1934 and related provisions under federal securities laws. | 4 |
| and mail fraud. Upon the receipt of the documents herein and of this notice | 3 |
| and mail fraud. | 2 |
| and trust breach subject to arbitration | 1 |
| and mail fraud as per 18 USC 1028A . | 1 |
| and mail fraud. Upon the receipt documents herein and of this notice | 1 |
| and falsification of records connected to repossession and concealment of estate res. | 1 |
Top Issues
| Issue | Complaints |
|---|---|
| that I have any legal obligation to pay them. If this documentary evidence can not be produced and WORLD FINANCE CORPORATION continues its collection efforts | 1 |
| continues its collection efforts | 1 |
| trustee status | 1 |
| and Resurgent/LVNV Funding LLC may face criminal liabilities | 1 |
| I am concerned that [ Institution Name ] may be engaging in fraudulent activities. By retaining the securities I sent | 1 |
| I am concerned that CITIBANK Credit/Banking Institution may be engaging in fraudulent activities. By retaining the securities I sent | 1 |
| I am concerned that CHASE CARD SERVICES may be engaging in fraudulent activities. By retaining the securities I sent | 1 |
| I will file for litigation for actual damages caused and Recovery Management Services | 1 |
| LLC continue its collection efforts | 1 |
| I am concerned that Best Egg XXXX XXXX XXXX XXXX may be engaging in fraudulent activities. By retaining the securities I sent | 1 |
| until such time that Caine & Weiner can provide sufficient documentary evidence establishing my legal obligation to pay. Failure to comply with this demand will leave me with no choice but to pursue litigation for the actual damages caused. Furthermore | 1 |
| I will file for litigation for actual damages caused | 1 |
| 1348 | 1 |
Source: CFPB Consumer Complaint Database CFPB Consumer Complaint Database
What the CFPB Record Shows About securities fraud
securities fraud has accumulated 13 consumer complaints in the CFPB public database, with filings active across 7 U.S. states. Of those submissions, 6 include a consumer narrative — the verbatim description of the reported problem that the CFPB collects alongside each filing. The earliest complaint on file dates back to Fede, and the most recent logged activity is Under UCC , giving this record a multi-year window of observable consumer sentiment.
Looking at response behavior, securities fraud reports a 0% timely-response rate and has closed 0% of cases with a written explanation to the consumer. 0% of complaints were closed with monetary or non-monetary relief — an outcome signal that tracks how often consumers walked away with some form of remediation. A further 0% of responses were formally disputed by the consumer after the company replied, a useful marker of resolution quality independent of sheer volume. The most-reported product category for this record is "any communication and collection activity", and the single most common underlying issue is "that I have any legal obligation to pay them. If this documentary evidence can not be produced and WORLD FINANCE CORPORATION continues its collection efforts".
Complaint volume is heavily influenced by company size, customer base, and market footprint — larger financial institutions routinely carry more filings purely because they serve more consumers. A complaint is a consumer-reported allegation, not proven wrongdoing, and a timely or relief-flagged closure does not by itself confirm fault. Use this page as one input among many when evaluating securities fraud: cross-check against the CFPB Consumer Complaint Database directly, review your own contract terms, and consult a licensed professional for financial, legal, or regulatory advice. This page is informational only.
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Disclaimer: This data is from CFPB public records. PlainComplaint does not provide financial advice. A complaint does not indicate that a company has violated any law or regulation. Complaint volumes are influenced by company size, customer base, and market presence. Use this data as one of many inputs when evaluating a company.
Frequently Asked Questions
How many CFPB complaints does securities fraud have?
securities fraud has received 13 consumer complaints filed with the Consumer Financial Protection Bureau.
Does securities fraud respond to complaints on time?
securities fraud has a 0% timely response rate to CFPB complaints.
What is the most common complaint about securities fraud?
The most common issue reported against securities fraud is "that I have any legal obligation to pay them. If this documentary evidence can not be produced and WORLD FINANCE CORPORATION continues its collection efforts" in the "any communication and collection activity" product category.
Read our methodology — how this data is sourced, computed, and verified.
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