Total complaints
4
Filed since As f
2026 data Public-data reference. official source
SEC
4 consumer complaints recorded in the CFPB Consumer Complaint Database, with breakdowns by product, state, and complaint year.
4 consumer complaints filed with the CFPB
This profile shows SEC's complaint history from CFPB public records. 4 consumers have filed complaints since As f. The company has a 0% timely response rate and has provided relief in 0% of cases.
4
Total Complaints
0%
Timely Response
0%
Disputed
0%
Relief Provided
4
States Active
As f
Since
Timely response
0%
CFPB-tracked response window
Relief rate
0%
Closed with monetary or non-monetary relief
Timely response rate 0.0%
Federal benchmark
CFPB benchmark: response within 15 calendar days of filing.
Relief rate 0.0%
Industry median
Share closed with monetary or non-monetary relief.
SEC complaint mix by product
- XXXX '' 1 25.0% – 0% relief
- on XX/XX/XXXX 1 25.0% – 0% relief
- the answer 1 25.0% – 0% relief
- and making 1 25.0% – 0% relief
How SEC's 4 complaints split across CFPB product categories. Resolution rate badge = % closed with monetary or non-monetary relief.
Complaints by Product
| Product | Complaints |
|---|---|
| XXXX '' I reply : I am again requesting an ETA for my regaining access to my accounts ability to spend with my debit card and to withdraw. Please don't ignore my request again. I deserve to know when my account will become unrestricted. The Well notify you by x date. '' has changed 5 days in a row now | 1 |
| on XX/XX/XXXX | 1 |
| the answer is both simple and yet complex. It all comes to down to money. For years consumers have been duped into believing that defaulted loans and foreclosure are not profitable for the bank '' when | 1 |
| and making me repeat a XXXX week cycle of verifying myself with pictures | 1 |
Top States
| State | Complaints |
|---|---|
| CFPB | 1 |
| and local police | 1 |
| Veteran Administration.and onward. All parties below are a part of our continued fight rightfully owned and owed by the list below : XXXX XXXX XXXX - SEC charged the firm with misleading investors in a complex mortgage securities transaction just as the housing market was starting to plummet. XXXX XXXX agreed to pay {$150.00} XXXX in a settlement that enables harmed investors to receive all of their money back. ( XX/XX/XXXX ) XXXX XXXX XXXX - SEC charged the firm with misleading investors in offerings of residential mortgage-backed securities. XXXX XXXX XXXX agreed to pay {$290.00} XXXX to settle the SEC 's charges. ( XX/XX/XXXX ) XXXX XXXX - SEC charged XXXX XXXX 's brokerage firm and a former vice president for selling investments tied to mortgage-backed securities without fully understanding their complexity or disclosing the risks to investors. XXXX XXXX agreed to pay more than {$6.00} XXXX to settle the charges. ( XX/XX/XXXX ) Bank of America XXXX SEC charged Bank of America and XXXX subsidiaries with defrauding investors in an offering of residential mortgage-backed securities by failing to disclose key risks and misrepresenting facts about the underlying mortgages. ( XX/XX/XXXX ) Bank of America XXXX SEC charged the company with misleading investors about billions of dollars in bonuses being paid to Merrill Lynch executives at the time of its acquisition of the firm | 1 |
| my consumer attorneys in this case | 1 |
Top Issues
| Issue | Complaints |
|---|---|
| ever increasing number of days. Whoever is reading this | 1 |
| XXXX XXXX that investigates reports of fakes or scammers. This notice was sent on XX/XX/XXXX I tried repeatedly to get PP to refund the {$100000.00} and they have acknowledged I was taken advantage of in an internal message to me. I have sent letters to PP Legal | 1 |
| it is absolutely more profitable than allowing the borrower to pay off his/her loan especially when taking into consideration the various manners of insurance and/or investment shorting '' and/or hedging '' in which both note holders and servicers are allowed to engage by Our Home Purchase | 1 |
| being condescending towards me | 1 |
Source: CFPB Consumer Complaint Database CFPB Consumer Complaint Database
What the CFPB Record Shows About SEC
SEC has accumulated 4 consumer complaints in the CFPB public database, with filings active across 4 U.S. states. Of those submissions, 3 include a consumer narrative — the verbatim description of the reported problem that the CFPB collects alongside each filing. The earliest complaint on file dates back to As f, and the most recent logged activity is XXXX. Bloc, giving this record a multi-year window of observable consumer sentiment.
Looking at response behavior, SEC reports a 0% timely-response rate and has closed 0% of cases with a written explanation to the consumer. 0% of complaints were closed with monetary or non-monetary relief — an outcome signal that tracks how often consumers walked away with some form of remediation. A further 0% of responses were formally disputed by the consumer after the company replied, a useful marker of resolution quality independent of sheer volume. The most-reported product category for this record is "XXXX '' I reply : I am again requesting an ETA for my regaining access to my accounts ability to spend with my debit card and to withdraw. Please don't ignore my request again. I deserve to know when my account will become unrestricted. The Well notify you by x date. '' has changed 5 days in a row now", and the single most common underlying issue is "ever increasing number of days. Whoever is reading this".
Complaint volume is heavily influenced by company size, customer base, and market footprint — larger financial institutions routinely carry more filings purely because they serve more consumers. A complaint is a consumer-reported allegation, not proven wrongdoing, and a timely or relief-flagged closure does not by itself confirm fault. Use this page as one input among many when evaluating SEC: cross-check against the CFPB Consumer Complaint Database directly, review your own contract terms, and consult a licensed professional for financial, legal, or regulatory advice. This page is informational only.
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Disclaimer: This data is from CFPB public records. PlainComplaint does not provide financial advice. A complaint does not indicate that a company has violated any law or regulation. Complaint volumes are influenced by company size, customer base, and market presence. Use this data as one of many inputs when evaluating a company.
Frequently Asked Questions
How many CFPB complaints does SEC have?
SEC has received 4 consumer complaints filed with the Consumer Financial Protection Bureau.
Does SEC respond to complaints on time?
SEC has a 0% timely response rate to CFPB complaints.
What is the most common complaint about SEC?
The most common issue reported against SEC is "ever increasing number of days. Whoever is reading this" in the "XXXX '' I reply : I am again requesting an ETA for my regaining access to my accounts ability to spend with my debit card and to withdraw. Please don't ignore my request again. I deserve to know when my account will become unrestricted. The Well notify you by x date. '' has changed 5 days in a row now" product category.
Read our methodology — how this data is sourced, computed, and verified.
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