Total complaints
1
Filed since If U
1 consumer complaints recorded in the CFPB Consumer Complaint Database, with breakdowns by product, state, and complaint year.
1 consumer complaints filed with the CFPB
This profile shows or in the worst case's complaint history from CFPB public records. 1 consumers have filed complaints since If U. The company has a 0% timely response rate and has provided relief in 0% of cases.
Total complaints
1
Filed since If U
Timely response
0%
CFPB-tracked response window
Relief rate
0%
Closed with monetary or non-monetary relief
CFPB benchmark: response within 15 calendar days of filing.
Share closed with monetary or non-monetary relief.
How or in the worst case's 1 complaints split across CFPB product categories. Resolution rate badge = % closed with monetary or non-monetary relief.
| Product | Complaints |
|---|---|
| it is to break with the nature of a broker ; not respecting the most basic principles of investors. To accept that UBS can break the investor profiles | 1 |
| State | Complaints |
|---|---|
| the specific laws that accepted those actions.,,UBS BANK USA,,XXXXX,,Consent provided,Web,2016-03-03,Closed,Yes,Yes,1809599 | 1 |
| Issue | Complaints |
|---|---|
| it means do not have any kind of investor protection. To accept that UBS can risk the assets of investors in XXXX instrument at high risk | 1 |
Source: CFPB Consumer Complaint Database CFPB Consumer Complaint Database
or in the worst case has accumulated 1 consumer complaint in the CFPB public database, with filings active across 1 U.S. state. Of those submissions, 1 includes a consumer narrative — the verbatim description of the reported problem that the CFPB collects alongside each filing. The earliest complaint on file dates back to If U, and the most recent logged activity is If UBS doe, giving this record a multi-year window of observable consumer sentiment.
Looking at response behavior, or in the worst case reports a 0% timely-response rate and has closed 0% of cases with a written explanation to the consumer. 0% of complaints were closed with monetary or non-monetary relief — an outcome signal that tracks how often consumers walked away with some form of remediation. A further 0% of responses were formally disputed by the consumer after the company replied, a useful marker of resolution quality independent of sheer volume. The most-reported product category for this record is "it is to break with the nature of a broker ; not respecting the most basic principles of investors. To accept that UBS can break the investor profiles", and the single most common underlying issue is "it means do not have any kind of investor protection. To accept that UBS can risk the assets of investors in XXXX instrument at high risk".
Complaint volume is heavily influenced by company size, customer base, and market footprint — larger financial institutions routinely carry more filings purely because they serve more consumers. A complaint is a consumer-reported allegation, not proven wrongdoing, and a timely or relief-flagged closure does not by itself confirm fault. Use this page as one input among many when evaluating or in the worst case: cross-check against the CFPB Consumer Complaint Database directly, review your own contract terms, and consult a licensed professional for financial, legal, or regulatory advice. This page is informational only.
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Disclaimer: This data is from CFPB public records. PlainComplaint does not provide financial advice. A complaint does not indicate that a company has violated any law or regulation. Complaint volumes are influenced by company size, customer base, and market presence. Use this data as one of many inputs when evaluating a company.
or in the worst case has received 1 consumer complaints filed with the Consumer Financial Protection Bureau.
or in the worst case has a 0% timely response rate to CFPB complaints.
The most common issue reported against or in the worst case is "it means do not have any kind of investor protection. To accept that UBS can risk the assets of investors in XXXX instrument at high risk" in the "it is to break with the nature of a broker ; not respecting the most basic principles of investors. To accept that UBS can break the investor profiles" product category.
Read our methodology — how this data is sourced, computed, and verified.