Total complaints
1
Filed since Purs
2026 data Public-data reference. official source
FCMs and IB-Cs) must implement formal risk-based CDD programs that include certain minimum elements
1 consumer complaints recorded in the CFPB Consumer Complaint Database, with breakdowns by product, state, and complaint year.
1 consumer complaints filed with the CFPB
This profile shows FCMs and IB-Cs) must implement formal risk-based CDD programs that include certain minimum elements's complaint history from CFPB public records. 1 consumers have filed complaints since Purs. The company has a 0% timely response rate and has provided relief in 0% of cases.
1
Total Complaints
0%
Timely Response
0%
Disputed
0%
Relief Provided
1
States Active
Purs
Since
Timely response
0%
CFPB-tracked response window
Relief rate
0%
Closed with monetary or non-monetary relief
Timely response rate 0.0%
Federal benchmark
CFPB benchmark: response within 15 calendar days of filing.
Relief rate 0.0%
Industry median
Share closed with monetary or non-monetary relief.
FCMs and IB-Cs) must implement formal risk-based CDD programs that include certain minimum elements complaint mix by product
- which became 1 100.0% – 0% relief
How FCMs and IB-Cs) must implement formal risk-based CDD programs that include certain minimum elements's 1 complaints split across CFPB product categories. Resolution rate badge = % closed with monetary or non-monetary relief.
Complaints by Product
| Product | Complaints |
|---|---|
| which became effective May 11 | 1 |
Top States
| State | Complaints |
|---|---|
| including customer identification and verification (under a Customer Identification Program) | 1 |
Top Issues
| Issue | Complaints |
|---|---|
| as part of their AML Programs | 1 |
Source: CFPB Consumer Complaint Database CFPB Consumer Complaint Database
What the CFPB Record Shows About FCMs and IB-Cs) must implement formal risk-based CDD programs that include certain minimum elements
FCMs and IB-Cs) must implement formal risk-based CDD programs that include certain minimum elements has accumulated 1 consumer complaint in the CFPB public database, with filings active across 1 U.S. state. Of those submissions, 1 includes a consumer narrative — the verbatim description of the reported problem that the CFPB collects alongside each filing. The earliest complaint on file dates back to Purs, and the most recent logged activity is Pursuant t, giving this record a multi-year window of observable consumer sentiment.
Looking at response behavior, FCMs and IB-Cs) must implement formal risk-based CDD programs that include certain minimum elements reports a 0% timely-response rate and has closed 0% of cases with a written explanation to the consumer. 0% of complaints were closed with monetary or non-monetary relief — an outcome signal that tracks how often consumers walked away with some form of remediation. A further 0% of responses were formally disputed by the consumer after the company replied, a useful marker of resolution quality independent of sheer volume. The most-reported product category for this record is "which became effective May 11", and the single most common underlying issue is "as part of their AML Programs".
Complaint volume is heavily influenced by company size, customer base, and market footprint — larger financial institutions routinely carry more filings purely because they serve more consumers. A complaint is a consumer-reported allegation, not proven wrongdoing, and a timely or relief-flagged closure does not by itself confirm fault. Use this page as one input among many when evaluating FCMs and IB-Cs) must implement formal risk-based CDD programs that include certain minimum elements: cross-check against the CFPB Consumer Complaint Database directly, review your own contract terms, and consult a licensed professional for financial, legal, or regulatory advice. This page is informational only.
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Disclaimer: This data is from CFPB public records. PlainComplaint does not provide financial advice. A complaint does not indicate that a company has violated any law or regulation. Complaint volumes are influenced by company size, customer base, and market presence. Use this data as one of many inputs when evaluating a company.
Frequently Asked Questions
How many CFPB complaints does FCMs and IB-Cs) must implement formal risk-based CDD programs that include certain minimum elements have?
FCMs and IB-Cs) must implement formal risk-based CDD programs that include certain minimum elements has received 1 consumer complaints filed with the Consumer Financial Protection Bureau.
Does FCMs and IB-Cs) must implement formal risk-based CDD programs that include certain minimum elements respond to complaints on time?
FCMs and IB-Cs) must implement formal risk-based CDD programs that include certain minimum elements has a 0% timely response rate to CFPB complaints.
What is the most common complaint about FCMs and IB-Cs) must implement formal risk-based CDD programs that include certain minimum elements?
The most common issue reported against FCMs and IB-Cs) must implement formal risk-based CDD programs that include certain minimum elements is "as part of their AML Programs" in the "which became effective May 11" product category.
Read our methodology — how this data is sourced, computed, and verified.
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